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SEC Hot Topics Institute
Newport Beach, CA
September 15, 2009

Join us for the second annual RR Donnelley SEC Hot Topics Institute. Renowned experts will examine the latest developments and trends, provide insight into what lies ahead and impart practical, actionable guidance on the crucial issues facing today's corporate and securities law practitioners and finance professionals. The program is complimentary, CLE/CPE-accredited and features SEC officials, corporate counsels, governance officers, chief financial officers, accounting professionals and law firm partners.

Click here to view the program agenda.
Click here for CLE and CPE information


Faculty
Co-Chairs:

Jonn R. Beeson, Partner, Jones Day
Scott S. Nelson, Partner, Assurance Services, Ernst & Young LLP

From the SEC:

Joshua S. Forgione, Associate Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission
Michele Wein Layne, Associate Regional Director - SEC Pacific Regional Office, U.S. Securities and Exchange Commission

Speakers:

Dick Ackerman, Partner, Nossaman LLP
David M. Anderman, Vice President, Marketing, RR Donnelley
John Bernhardt, Regional Director, E-Solutions, RR Donnelley
Carol Bowie, Head, Governance Institute, RiskMetrics Group
Kevin Espinola, Partner, Jones Day
C. Daniel Ewell, Chairman of Western Region Investment Banking and Managing Director, Morgan Stanley
Robert E. Grant, President, Allergan Medical, Allergan, Inc.
Amy M. Hawkes, Partner, Fraud Investigation & Dispute, Ernst & Young LLP
Christopher M. Holmes, Partner, National Director of SEC Matters, Ernst & Young LLP
Kevin Jacques, Partner, Palomar Ventures
B. Shayne Kennedy, Partner, Latham & Watkins LLP
Martin A. Klein, III, Managing Director, Bear Stearns, a division of J.P. Morgan
Bruce Larsen, Partner,Business Tax Services, Ernst & Young LLP
Kathleen M. Marcus, Counsel, Stradling Yocca Carlson & Rauth
C. Douglas Mitchell, Partner, Tatum, LLC
James J. Moloney, Partner, Gibson, Dunn & Crutcher LLP
William N. Pedranti, Vice President, General Counsel, Spectrum Pharmaceuticals, Inc.
Mark K. Schonfeld, Partner, Gibson, Dunn & Crutcher LLP
Anthony L. Sine, Senior Corporate Counsel and Assistant Secretary, Gibson, Allergan, Inc.
Diane A. Thompson, Principal, National Tax Performance & Reward, Ernst & Young LLP
Jere R. Thompson, Partner, Jones Day
Randall G. Wick, Vice President and General Counsel, Emulex Corporation

Click here to view our faculty biographies.


Program Agenda:
Click on the session name to view its written materials

8:30 am - 8:35 am Introduction Jonn R. Beeson
Scott S. Nelson
8:35 am - 9:50 am I. Corporate Governance

  1. Review of 2009 shareholder proposals
  2. New SEC proxy disclosure rules
  3. Proxy access - SEC and Delaware
  4. Proposed federal legislation
    1. Executive compensation
    2. Say on pay
Carol Bowie
Kevin B. Espinola
William N. Pedranti
Diane A. Thompson
9:50 am - 10:00 am Coffee Break  
10:00 am - 11:00 am II. Accounting Issues

  1. New purchase accounting rules (FAS 141R)
  2. Fair value accounting under FAS 157, impairments - goodwill and long lived assets, going concern
  3. Upcoming guidance: revenue recognition, FASB codification project
  4. International financial reporting standards update

Click here to view session handout

Joshua S. Forgione
Christopher M. Holmes
C. Douglas Mitchell
11:00 am - 11:30 am III. XBRL: Lessons Learned from Tier 1 Filers David M. Anderman
John Bernhardt
Tony Sine
11:30 am - 12:45 pm Luncheon Robert E. Grant
12:45 pm- 1:35 pm IV. Inside the SEC

  1. SEC staff review practices and areas of focus
  2. Responding to SEC staff comments and resolving issues

Click here to view session handout

B. Shayne Kennedy
James J. Moloney
Randall Wick
1:35 pm - 2:35 pm V. State of the Markets

  1. Equity
  2. Debt
  3. Financing trends
  4. M&A outlook
C. Daniel Ewell
Kevin Jacques
Jere R. Thompson
2:35 pm - 2:45 pm Coffee Break  
2:45 pm - 3:30 pm VI. Impact of New Political Developments

  1. State of the state (CA)
  2. Tax implications of the new administration policies
Dick Ackerman
Martin A. Klein, III
Bruce Larsen
3:30 pm - 4:30 pm VII. Enforcement Issues

  1. New leadership of the enforcement division
  2. Reorganization of the division
  3. Changes to the enforcement process
  4. Significant cases and implications for the future

Click here to view session handout one
Click here to view session handout two

Amy M. Hawkes
Michele Wein Layne
Kathleen Marcus
Mark K. Schonfeld

CLE and CPE Information:

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